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Compliance Calendar – Listed Company

Year-round calendar of key compliance due dates for a listed company.

All 55 formats

Free · Editable .docx · No signup required

What this format contains

Compliance TypeRegulationDue DateDescription
Board MeetingsCompanies Act 2013Max 120 days gapMinimum 4 meetings per year
Committee MeetingsCompanies Act 2013As scheduledAudit, NRC, SRC meetings
Material DisclosuresSEBI LODR Reg 30Within 24-48 hoursPrice-sensitive information

Monthly

Quarterly

ComplianceRegulationQ1 Due DateQ2 Due DateQ3 Due DateQ4 Due DateDescription
WITHIN 21 DAYSWITHIN 21 DAYSWITHIN 21 DAYSWITHIN 21 DAYSWITHIN 21 DAYSWITHIN 21 DAYSWITHIN 21 DAYS
Shareholding PatternSEBI Reg 31[DATE][DATE][DATE][DATE]Detailed shareholding disclosure
Corporate Governance ReportSEBI Reg 27[DATE][DATE][DATE][DATE]Governance compliance report
Investor Grievance StatementSEBI Reg 13[DATE][DATE][DATE][DATE]Complaint status report
Within 30 DaysWithin 30 DaysWithin 30 DaysWithin 30 DaysWithin 30 DaysWithin 30 DaysWithin 30 Days
Share Capital ReconciliationSEBI/Companies Act[DATE][DATE][DATE][DATE]Share capital audit report
Governance Filings (New)SEBI LODR[DATE][DATE][DATE][DATE]Integrated filing system
Within 45 DaysWithin 45 DaysWithin 45 DaysWithin 45 DaysWithin 45 DaysWithin 45 DaysWithin 45 Days
Financial ResultsSEBI Reg 33[DATE][DATE][DATE][DATE]Quarterly results with review
Statement of DeviationsSEBI Reg 32[DATE][DATE][DATE][DATE]Fund utilization statement

Annual

ComplianceRegulationDue DateDescription
Financial Statements & ReturnsFinancial Statements & ReturnsFinancial Statements & ReturnsFinancial Statements & Returns
AOC-4Companies ActWithin 30 days of AGMAnnual financial statements
AOC-4 CFSCompanies ActWithin 30 days of AGMConsolidated financials
AOC-4 XBRLCompanies ActWithin 30 days of AGMXBRL format filing
MGT-7Companies ActWithin 60 days of AGMAnnual return
MGT-8Companies ActWithin 60 days 006Ff AGMAnnual return certification by practicing CS
MGT-15Companies ActWithin 30 days of AGMAGM proceedings
Director CompliancesDirector CompliancesDirector CompliancesDirector Compliances
DIR-3 KYCCompanies Act[DATE]Annual director KYC
MGT-14Companies ActWithin 30 daysBoard resolution filing
SEBI Annual FilingsSEBI Annual FilingsSEBI Annual FilingsSEBI Annual Filings
Annual ReportSEBI Reg 34With AGM noticeComprehensive annual report
Secretarial Compliance ReportSEBI Reg 24AWithin 60 days of FY endAnnual secretarial audit
Annual Financial ResultsSEBI Reg 33Within 60 days of FY endAudited annual results

Other Annual Compliances

ComplianceRegulationDue DateDescription
DPT-3Companies Act[DATE]Deposit return (if applicable)
AGMCompanies ActBy [DATE]Annual general meeting
MR-3Companies ActWithin 60 days of FY endSecretarial audit report

Half Yearly

ComplianceRegulationH1 Due DateH2 Due DateDescription
Compliance CertificateSEBI Reg 7[DATE][DATE]Stock exchange compliance
Share Transfer CertificateSEBI Reg 40[DATE][DATE]Transfer agent certificate
MSME Returns (MSME-1)Companies Act[DATE][DATE]Outstanding MSME payments

Event-Based Compliances

Event TypeRegulationTimelineForm/Disclosure
Material EventsSEBI Reg 30Within 24 hoursMaterial information disclosure
Director ChangesCompanies Act/SEBIWithin 30 daysDIR-12, Stock exchange intimation
Related Party TransactionsSEBIAs per transactionRPT disclosure
Beneficial OwnershipCompanies ActWithin 30 daysBEN-2
Registered Office ChangeCompanies ActWithin 30 daysINC-22
Insider TradingSEBI PIT RegAs applicableTrading disclosures

Compulsory Committee Structure

CommitteeMinimum MembersIndependent DirectorsMeeting Frequency
Audit Committee3MajorityQuarterly
Nomination & Remuneration3MajorityAs required
Stakeholders Relationship3Chairman (Non-executive)Quarterly
Risk Management3At least 1Quarterly

Additionals:

ComplianceRegulationDue DateDescription
DIR-8Companies Act[DATE]Director disqualification declaration
CSR ReportCompanies ActWith annual reportCorporate social responsibility
BRSR/BRSR CoreSEBI LODRWith annual reportSustainability reporting
RPT DisclosuresSEBI
LODR Regulation 23
Event-basedRelated party transactions
PIT ComplianceSEBI
PIT Regulation
OngoingInsider trading prevention
Media Rumor ClarificationSEBI
LODR Regulation 30(11)
Within 24 hoursMarket rumor verification
Internal Auditor ReportCompanies ActAnnualInternal audit compliance
Website UpdatesSEBI
LODR Regulation 46
OngoingMandatory web disclosures
Listing Fee PaymentExchange rulesAnnualStock exchange fees

Before you use it: this is a general format, cleaned of personal details and offered for legal awareness. Fill in your own particulars and have it checked against your facts — Law Minded is not a law firm and this is not legal advice.

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⚠️ Legal Disclaimer

All content on Law Minded is for legal awareness and educational purposes only. It does not constitute legal advice. Laws and regulations change frequently, so always consult a qualified legal professional for advice specific to your situation. Law Minded is not a law firm and does not provide legal representation.